SEVERIN
SEVERIN is a firm specializing in regulatory compliance services. Severin is a name of Latin origin that means "stern," "severe," or "strict". It comes from the Latin word sĕvērus. When it comes to your companies' compliance program, we know you expect nothing short of strict.
Services
Severin, LLC specializes in providing comprehensive compliance services to ensure adherence to regulatory standards and best practices. Our services are offered in English and Spanish.
Investment Advisers
Severin, LLC offers comprehensive services for investment advisers seeking to register with state securities divisions, including initial registrations and ongoing and ad-hoc compliance support. Our services encompass audit support, mock examinations, Form ADV and Form U4 amendments, drafting of policies and procedures, annual review consultations, and books and records compliance. Additionally, we act as a liaison with regulators, ensuring smooth communication and compliance. We proudly serve small to mid-size advisers, providing tailored solutions to meet their unique needs. If your firm is registered with the U.S. Securities and Exchange Commission, contact our affiliate, Alcantara Law, LLC. Your firm will receive the same quality of services from Alcantara Law, but they will be geared towards federally covered advisers.